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Legal Affairs Manager

Ameriprise Financial, Inc.
Boston, USA
Closing date
May 30, 2023

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Job Function
Industry Sector
Finance - General
Employment Type
Full Time
We are hiring for a Legal Affairs Manager role at Ameriprise. The position will focus primarily on supporting the Columbia Threadneedle Investments registered investment companies. Under the direction of an attorney, responsible for performing ongoing legal and regulatory related activities with respect to the registered investment companies. Coordinates the creation, updating, and filing of registration statement post-effective amendments containing prospectuses and statements of additional information (SAIs) (including annual updates and supplements thereto) and other disclosure documents required by the Investment Company Act of 1940 ("1940 Act"), Securities Act of 1933 and the Securities Exchange Act of 1934. Solicits and coordinates input to disclosure documents from business lines (including product, marketing, fund administration, compliance and investment personnel), outside counsel and outside accountants. Come apply today!


  • Responsibilities may also include providing legal and regulatory support for Columbia Threadneedle Investments' investment advisory business, including those relating to:
    • The collective investment trusts.
    • Compliance with existing and new SEC regulations.
    • Various Ameriprise Financial entities and their related products or investments.
    • Corporate governance matters.
  • The Legal Affairs Manager will work closely with other members of Asset Management Legal in the General Counsel's Organization, as well as members of the firm's various lines of business. The position would be part of a team of lawyers and paralegals supporting Columbia Threadneedle Investments.

Required Qualifications

  • Bachelor's degree or equivalent (associate degree + Paralegal Certificate)
  • Three to five years' experience supporting an asset management business is preferred.
  • Ability to interpret, analyze and apply legal requirements applicable to registered investment companies.
  • Professional demeanor.
  • Strong attention to detail, strong organizational skills, and ability to successfully manage several ongoing assignments.
  • Excellent communication, interpersonal, writing and problem-solving skills.
  • Dedicated team player.

About Our Company

At Ameriprise Financial, we're not just in the business of helping clients with their financial goals - we also help our advisors and employees reach their true potential by embracing an inclusive and collaborative culture. We celebrate the unique qualities and reward the contributions of our talented, passionate employees. If you're motivated and want to work for a strong, ethical company that cares about you and your community, take the next step with Ameriprise Financial.

Ameriprise Financial is an equal opportunity employer. We consider all qualified applicants without regard to race, color, religion, sex, national origin, genetic information, age, sexual orientation, citizenship, gender identity, disability, veteran status, marital status, family status or any other basis prohibited by law.

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