Global Markets Audit Manager, Assistant Vice President, Hybrid

State Street Corporation
Boston, USA
07 Jun 2022
01 Jul 2022
Job Function
Industry Sector
Finance - General
Employment Type
Full Time
Who we are looking for

We are looking for a Global Markets Audit Manager, Assistant Vice President, who is experienced in executing assessment of business process and technology risks and controls. In this role you will manage audit projects and lead teams, supervise and direct risk and control assessment, and act as an expert subject matter for the business lines and senior management.

This role can be performed in a hybrid model, where you can balance work from home and office to match your needs and role requirements.

Why this role is important to us

The team you will be joining plays an important role in the overall success of the organization. Across the globe, institutional investors rely on us to help them manage risk, respond to challenges, and drive performance and profitability. To make that happen we need teams like yours to help navigate employees and the organization as a whole. In your role you will strive for cutting-edge solutions, that are straightforward and scalable. You will help us build resilience and execute day to day deliverables at our best. Join us if making your mark in the financial services industry from day one is a challenge you are up for.

What you will be responsible for

As Global Markets Audit Manager, Assistant Vice President you will
  • Plan and/or execute audit projects according to a risk-based methodology in line with Division and Industry Standards.
  • Supervise and direct the execution of risk and control assessments, along with effective and efficient testing of key controls.
  • Review audit work and conclusion of audit tests results.
  • Draft audit reports in accordance with Division standards.
  • Partner with 1st and 2nd line management to communicate expectations and manage any project issues that may arise throughout the audit.
  • Communicate audit issues to senior business and audit management and collaborate with management to develop and negotiate solutions.
  • Develop and maintain a thorough understanding of audits and assigned functions, including utilization of technology, products, organizational activities, and systems.
  • Establish and maintain strong and effective client relationships within the business and supporting organizations and assist management in the understanding and adaptation of internal control principles.
  • Meaningfully contribute to change initiatives by participation in system and business process change initiatives.

What we value

These skills will help you succeed in this role
  • Strong analytical and project management skills, ability to prioritize and multi-task in a fast-paced environment.
  • Able to manage complexity, and work independently in non-routine situations.
  • Effective communication skills (both written and verbal) and interpersonal skills.
  • Evidence of strong team leadership skills which include creating an environment of trust, soliciting diverse views from team members and supervising, coaching and developing staff.
  • Interest in developing as a leader within Corporate Audit.
  • Invest in your development by expanding, maintaining and applying current knowledge of audit industry best practices, regulatory expectations, and subject matter.
  • Display a high degree of professionalism.

Education & Preferred Qualifications
  • Bachelor's degree in a relevant field such as Accounting, Finance, Information Systems, Computer Science, Business Administration, or a related field, or its equivalent.
  • Industry recognized certification like CPA, CIA, CISA, CISSP, CISM.
  • 5+ years of experience in executing assessment of business process and technology/ITGC risks and controls and testing design and effectives of mitigating controls.
  • 2+ years leading and supervising audit engagements. Experience in either public accounting or financial services internal audit preferred.
  • A working knowledge of Capital Markets (including foreign exchange, securities lending, broker/dealer, trade operations) and experience with relevant regulatory guidance (ex. MiFID II, Dodd-Frank, MAR, Volker, EMIR, etc.) is highly preferred
  • Knowledge and Experience in following a plus: blockchain and distributed ledger technology, custody of digital assets, tokenization, smart contracts, technology consulting, system auditing, cyber-security, Public and Private Cloud, software development, large project systems integration, risk management, data analytics.

Are you the right candidate? Yes!

We truly believe in the power that comes from the diverse backgrounds and experiences our employees bring with them. Although each vacancy details what we are looking for, we don't necessarily need you to fulfil all of them when applying. If you like change and innovation, seek to see the bigger picture, make data driven decisions and are a good team player, you could be a great fit.

About State Street

What we do. State Street is one of the largest custodian banks, asset managers and asset intelligence companies in the world. From technology to product innovation, we're making our mark on the financial services industry. For more than two centuries, we've been helping our clients safeguard and steward the investments of millions of people. We provide investment servicing, data & analytics, investment research & trading and investment management to institutional clients.

Work, Live and Grow. We make all efforts to create a great work environment. Our benefits packages are competitive and comprehensive. Details vary by location, but you may expect generous medical care, insurance and savings plans, among other perks. You'll have access to flexible Work Programs to help you match your needs. And our wealth of development programs and educational support will help you reach your full potential.

Inclusion, Diversity and Social Responsibility. We truly believe our employees' diverse backgrounds, experiences and perspectives are a powerful contributor to creating an inclusive environment where everyone can thrive and reach their maximum potential while adding value to both our organization and our clients. We warmly welcome candidates of diverse origin, background, ability, age, sexual orientation, gender identity and personality. Another fundamental value at State Street is active engagement with our communities around the world, both as a partner and a leader. You will have tools to help balance your professional and personal life, paid volunteer days, matching gift programs and access to employee networks that help you stay connected to what matters to you.

State Street is an equal opportunity and affirmative action employer.

Discover more at

COVID-19 Protocols: Complying with State Street's COVID-19 protocols is a condition of employment. Those requirements may vary depending on circumstances and legal requirements, and may include, without limitation, a requirement to be vaccinated (or have an accommodation), to disclose vaccination status, to provide evidence of vaccination status, etc.


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